Individuals can be banned from working in UK financial services if the FCA deems they are not “fit and proper”.
The FCA said Mr Odey, one of Britain’s most controversial fund managers, had not held an approved senior manager role since 2020.later this month about its supervision of OAM and Mr Odey. Mr Rathi told MPs the FCA’s oversight of OAM had been “intensive” since 2020.or other non-financial misconduct is unlikely to be one in which people feel able to speak up and challenge decisions, or one in which they will have faith that concerns will be independently and fairly assessed.
The FCA would be providing further guidance to the finance industry on this issue, including how non-financial misconduct should be considered within its rules, later this year.
Österreich Neuesten Nachrichten, Österreich Schlagzeilen
Similar News:Sie können auch ähnliche Nachrichten wie diese lesen, die wir aus anderen Nachrichtenquellen gesammelt haben.
Former Carillion finance chief barred from UK boards for 11 years\n\t\t\tExpert insights, analysis and smart data help you cut through the noise to spot trends,\n\t\t\trisks and opportunities.\n\t\t\n\t\tJoin over 300,000 Finance professionals who already subscribe to the FT.
Herkunft: FT - 🏆 113. / 51 Weiterlesen »