SEC orders firm to stop investment solicitation

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The Securities and Exchange Commission has ordered R.L. Aggregates and Diversified Lending Group, Inc. to stop soliciting investments from the public through a fraudulent scheme.

The order extends to R.L. Aggregates’ directors, namely Roberto S. Llorente, Jennylyn M. Clemente, Patricip B. De Villa, Carlo S. Mamaril and Alvin C. Camanero, its operators, officers, representatives, salesmen, agents including Ashley Reyes, Maya Gonzalez, Randy Dela Cruz and Kenneth Daniel Papa, and any and all persons claiming, acting, and operating for and in their behalf.

With this, an investor with a capital of P1,000 will supposedly earn P150 every 15 days, or a total of P1,900 after three months. Over the same period, those who invest P500,000 would receive a total of P950,000. R.L. Aggregates is registered with the Commission and holds a Certificate of Authority to operate as a lending company. However, it has never secured a secondary license to solicit investments from the public, as required under Sections 8 and 12 of the SRC.

The Commission noted that, “In this case, R.L. Aggregates intentionally used or allowed the use of a falsified AoI to make it appear to the investing public that it was duly authorized by the Commission to solicit, offer, accept, sell and/or take investments from the public. The Commission further noted that R.L. Aggregates’ authorized capitalization was only P1.5 million, which would make its business model “not sustainable and will likely cause grave or irreparable injury or prejudice to the investing public.”

 

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