Lucas NolanThe Securities and Exchange Commission is embracing AI technologies to enhance “market surveillance” and assist in enforcement investigations.that in a recent Senate hearing, SEC Chair Gary Gensler revealed that the agency is actively using AI to monitor financial markets and aid in various enforcement investigations. This marks a significant step in the SEC’s approach to regulating the ever-evolving landscape of financial markets.
“We already do in some market surveillance … to look for patterns in the markets,” Gensler told Senate lawmakers, emphasizing the agency’s proactive stance in utilizing advanced technologies for regulatory purposes.