U.S. regulator orders Goldman Sachs to pay US$15-million for violations of swap business standards

日本 ニュース ニュース

U.S. regulator orders Goldman Sachs to pay US$15-million for violations of swap business standards
日本 最新ニュース,日本 見出し

The CFTC said it found that Goldman failed to disclose dozens of pre-trade mid-market marks

  • 📰 globeandmail
  • ⏱ Reading Time:
  • 13 sec. here
  • 2 min. at publisher
  • 📊 Quality Score:
  • News: 9%
  • Publisher: 92%

to pay $15 million for violations of swap business conduct standards, the agency said in a statement on Monday.

The CFTC said it found that Goldman failed to disclose dozens of pre-trade midmarket marks and also failed to communicate to clients in a fair and balanced manner based on principles of fair dealing and good faith, in violation of regulations.

このニュースをすぐに読めるように要約しました。ニュースに興味がある場合は、ここで全文を読むことができます。 続きを読む:

globeandmail /  🏆 5. in JP
 

日本 最新ニュース, 日本 見出し



Render Time: 2025-01-14 00:12:47