Investment dealer Leede Jones Gable Inc. has been fined $150,000 for failing to “adequately supervise” stockbroker Larry Martin, who had previously admitted to facilitating unprofitable transactions involving millions of dollars’ worth of shares of companies linked to the Bridgemark Group consulting case.
このニュースをすぐに読めるように要約しました。ニュースに興味がある場合は、ここで全文を読むことができます。 続きを読む: