Investment dealer Leede Jones Gable Inc. has been fined $150,000 for failing to “adequately supervise” stockbroker Larry Martin, who had previously admitted to facilitating unprofitable transactions involving millions of dollars’ worth of shares of companies linked to the Bridgemark Group consulting case.
이 소식을 빠르게 읽을 수 있도록 요약했습니다. 뉴스에 관심이 있으시면 여기에서 전문을 읽으실 수 있습니다. 더 많은 것을 읽으십시오: