Wall St watchdog shortens time-frame for stock trades, proposes new investment adviser rules

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:Wall Street's top regulator on Wednesday adopted rules tightening the time-frame for stock trades in an effort to tamp down the kind of risk seen in 2021's GameStop fiasco, when retail investors suffered heavy losses.The U.S. Securities and Exchange Commission (SEC) also proposed changing rules protecting cl

:Wall Street's top regulator on Wednesday adopted rules tightening the time-frame for stock trades in an effort to tamp down the kind of risk seen in 2021's GameStop fiasco, when retail investors suffered heavy losses.

Trade groups have broadly welcomed the commission's proposal to cut the so-called settlement cycle to a single business day from two, six years after an earlier SEC rule shortened the period from three days. Clearing houses can require trading platforms to offset such risks with margin deposits, costs that can skyrocket during volatility and market stress. High margin deposits caused trading platforms such as Robinhood Markets to block purchases of GameStop's shares in early 2021. The price then plummeted.

Advisers need to hold investors’ assets with a firm deemed to be a"qualified custodian.” SEC enforcement staff have been probing registered investment advisors over whether they are meeting those existing rules when it comes to clients' digital assets, Reuters has previously reported. By explicitly saying the legally compliant custody of digital assets was unlikely, the proposal could hinder such investments, Republican members of the commission said.

 

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Wall Street watchdog shortens time-frame for stock trades, proposes new investment adviser rules:Wall Street's top regulator on Wednesday adopted rules tightening the time-frame for stock trades in an effort to tamp down the kind of risk seen in 2021's GameStop fiasco, when retail investors suffered heavy losses.The U.S. Securities and Exchange Commission (SEC) also proposed changing rules protecting cl
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