How to judge high-net-worth investing fees, six risks facing the market, and be cautious on telecom stocks

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How to judge if your investment fees are fair, six risks facing the market, and why telecom price cuts could hurt investors GlobeInvestor

Though they should be paying the lowest possible fees, high-net-worth investors have the same insecurity as everyone else about the cost of investment advice.

As well they should. While the grids that investment firms use to set client fees apply lower charges for larger accounts, the overall level of transparency for all clients is generally weak. And so, a doctor with a seven-figure investment portfolio asked me not too long ago about whether he’s paying a fair cost for the investment advice he’s getting.

He has a fairly complex portfolio: The asset allocation is approx 25 per cent Canadian equity, 10 per cent U.S. equity, 10 per cent international equity, 22 per cent ‘alternative’ investments, 3 per cent emerging markets and 28 per cent fixed income. Alternative investments may include exposure to various non-traditional strategies for investing in stocks, plus exposure to commodities and currencies.His fee: 0.9 per cent plus a custodial fee of 0.16 per cent plus HST.

However, Mr. Pereira offered a warning on fees like this. He sees firms in the investment advice world using varying levels of fee disclosure – some showing all fees clients pay and others leaving things out. Examples:Trading costs or trading expense ratios on funds.Mr. Pereira’s firm provides annual disclosure letters with a total fee and a breakdown of the components.

 

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