TORONTO — Canada's investment product regulator says it imposed more than $14 million in fines and other financial enforcements in its last fiscal year.
Enforcement efforts included a $2 million fine against Fortrade Canada for recommending a high-risk product to unsophisticated retail clients, and a $1.7 million fine and permanent ban on securities-related business against Paul Walker for a range of misconduct including soliciting more than $1.5 million in investments for an outside business activity.
Dave Ramsey reveals the 2 things that 'really cause' Americans to get their first $1M to $5M in net worthTFSA Investors: 3 Dividend Stocks I’d Buy and Hold Forever
Resumimos esta notícia para que você possa lê-la rapidamente. Se você se interessou pela notícia, pode ler o texto completo aqui. Consulte Mais informação: