The Canadian PressThe S&P TSX composite index screen at the TMX Market Centre in Toronto is photographed on Friday, Nov.11, 2022.
The Canadian Investment Regulatory Organization says the total also includes imposed costs and the forced return of ill-gotten profits. Enforcement efforts included a $2 million fine against Fortrade Canada for recommending a high-risk product to unsophisticated retail clients, and a $1.7 million fine and permanent ban on securities-related business against Paul Walker for a range of misconduct including soliciting more than $1.5 million in investments for an outside business activity.
المملكة العربية السعودية أحدث الأخبار, المملكة العربية السعودية عناوين
Similar News:يمكنك أيضًا قراءة قصص إخبارية مشابهة لهذه التي قمنا بجمعها من مصادر إخبارية أخرى.
Canada’s investment product regulator imposed $14-million in enforcement penalties in latest fiscal yearThe Canadian Investment Regulatory Organization says the total also includes imposed costs and the forced return of ill-gotten profits
اقرأ أكثر »