U.S. regulator orders Goldman Sachs to pay US$15-million for violations of swap business standards

  • 📰 globeandmail
  • ⏱ Reading Time:
  • 13 sec. here
  • 2 min. at publisher
  • 📊 Quality Score:
  • News: 9%
  • Publisher: 92%

Singapore News News

Singapore Singapore Latest News,Singapore Singapore Headlines

The CFTC said it found that Goldman failed to disclose dozens of pre-trade mid-market marks

to pay $15 million for violations of swap business conduct standards, the agency said in a statement on Monday.

The CFTC said it found that Goldman failed to disclose dozens of pre-trade midmarket marks and also failed to communicate to clients in a fair and balanced manner based on principles of fair dealing and good faith, in violation of regulations.

We have summarized this news so that you can read it quickly. If you are interested in the news, you can read the full text here. Read more:

 /  🏆 5. in SG
 

Thank you for your comment. Your comment will be published after being reviewed.
Please try again later.

Singapore Singapore Latest News, Singapore Singapore Headlines