BlackRock cooperating with SEC probe of investment advisers' communications

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BlackRock Inc said it was cooperating with a U.S. Securities and Exchange Commission investigation into record keeping of electronic communications of its investment advisers, according to a filing on Friday.

The BlackRock logo is pictured outside their headquarters in the Manhattan borough of New York City, New York, U.S., May 25, 2021. REUTERS/Carlo Allegri//File Photosaid it was cooperating with a U.S. Securities and Exchange Commission investigation into record keeping of electronic communications of its investment advisers, according to a filing on Friday.

The asset manager is the latest in a list of financial firms under the regulator's scrutiny. Earlier this week, Wells Fargo said U.S. regulators were investigating the bank's retention of employee communications over "unapproved" messaging tools.and the Commodity Futures Trading Commission fined 16 financial firms last year, a combined $1.8 billion after it was found that their employees had discussed deals on personal devices and apps.

 

ขอบคุณสำหรับความคิดเห็นของคุณ ความคิดเห็นของคุณจะถูกเผยแพร่หลังจากได้รับการตรวจสอบแล้ว

Black rock owns everything 🙄🤫😶‍🌫️👀

Blackrock and similar institutions are the devil. They should be broken up.

Всё правильно. Они ведут себя, как одна из воюющих сторон. А мы не видим эту войну.

enemy of the people

Come out of China invest in companies in the USA!

Going to make Larry Fink live on a steady diet of bugs and my shit when I take over.

Sounds like a porn name……

เราได้สรุปข่าวนี้มาให้อ่านอย่างรวดเร็ว หากสนใจข่าว สามารถอ่านฉบับเต็มได้ที่นี่ อ่านเพิ่มเติม:

 /  🏆 2. in TH

ประเทศไทย ข่าวล่าสุด, ประเทศไทย หัวข้อข่าว