News Formal

Investment regulator imposed $14M in enforcement penalties in latest fiscal year

  • 📰 SooToday
  • ⏱ Reading Time:
  • 8 sec. here
  • 2 min. at publisher
  • 📊 Quality Score:
  • News: 6%
  • Publisher: 85%

United States News News

United States United States Latest News,United States United States Headlines

TORONTO — Canada's investment product regulator says it imposed more than $14 million in fines and other financial enforcements in its last fiscal year.

TORONTO — Canada's investment product regulator says it imposed more than $14 million in fines and other financial enforcements in its last fiscal year.

The regulator says it also ordered suspensions and permanent prohibitions in a significant proportion of proceedings against individuals.

We have summarized this news so that you can read it quickly. If you are interested in the news, you can read the full text here. Read more:

 /  🏆 8. in US
 

Thank you for your comment. Your comment will be published after being reviewed.
Please try again later.

United States United States Latest News, United States United States Headlines

Similar News:You can also read news stories similar to this one that we have collected from other news sources.

Investment regulator imposed $14M in enforcement penalties in latest fiscal yearTORONTO — Canada's investment product regulator says it imposed more than $14 million in fines and other financial enforcements in its last fiscal year.
Source: YahooFinanceCA - 🏆 47. / 63 Read more »