The SEC normally polices investment advisers to help protect the public, but Concord only managed the money of a single client.
New York-based investment adviser Concord Management and its owner face Securities and Exchange Commission charges for operating as an unregistered investment adviser to a single client, a wealthy Russian with connections to the Russian government.Continue reading your article with
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US SEC charges investment firm linked to Russian billionaire By ReutersUS SEC charges investment firm linked to Russian billionaire
مصدر: Investingcom - 🏆 450. / 53 اقرأ أكثر »
SEC charges U.S. investment advisor for sanctioned-Russian billionaire Roman AbramovichInvestigators say Concord Management handled over $7 billion in investments for a Russian billionaire but never registered with regulators
مصدر: MarketWatch - 🏆 3. / 97 اقرأ أكثر »
US SEC charges investment firm linked to Russian billionaireThe U.S. Securities and Exchange Commission (SEC) on Tuesday charged Concord Management and its owner with failing to register with regulators while operating as an investment adviser to an unidentified billionaire former Russian official.
مصدر: Reuters - 🏆 2. / 97 اقرأ أكثر »