WASHINGTON - The U.S. Securities and Exchange Commission on Tuesday charged Concord Management and its owner with failing to register with regulators while operating as an investmentSaltWire's Atlantic regional weather forecast for September 19, 2023 | SaltWireWASHINGTON - The U.S.
Concord Management LLC of Tarrytown, New York, and owner Michael Matlin were operating as unregistered investment advisers to their client, a former Russian official with apparent connections to the Russian Federation, the SEC said in a statement.Over $7 billion of assets belonging to a single foreign individual was"actively managed" in U.S. markets by a single firm without regulatory oversight, the SEC said in its charges.
Business Business Latest News, Business Business Headlines
Similar News:You can also read news stories similar to this one that we have collected from other news sources.
Source: YahooFinanceCA - 🏆 47. / 63 Read more »