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Canada’s investment product regulator imposed $14-million in enforcement penalties in latest fiscal year

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The Canadian Investment Regulatory Organization says the total also includes imposed costs and the forced return of ill-gotten profits

Canada’s investment product regulator says it imposed more than $14-million in fines and other financial enforcements in its last fiscal year.

The regulator says it also ordered suspensions and permanent prohibitions in a significant proportion of proceedings against individuals.

 

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