US SEC enforcement penalties fell in FY2023 even as industry bars rose -official

© Reuters. FILE PHOTO: The seal of the U.S. Securities and Exchange Commission is seen at their headquarters in Washington, D.C., U.S., May 12, 2021. Picture taken May 12, 2021. REUTERS/Andrew Kelly/File Photo

Total penalties and other fees levied in the fiscal year that ran through September were down from a record of $6.4 billion in 2022, according to Gensler's remarks prepared for an industry event. Total actions rose to 780 from about 700 a year earlier.

Deutschland Neuesten Nachrichten, Deutschland Schlagzeilen

Similar News:Sie können auch ähnliche Nachrichten wie diese lesen, die wir aus anderen Nachrichtenquellen gesammelt haben.

BlackRock Fined $2.5M by SEC for Misleading Investment InformationCrypto Blog
Herkunft: Crypto_Potato - 🏆 568. / 51 Weiterlesen »

BREAKING: BlackRock to pay $2.5 million penalty after SEC charges it with failing to disclose investmentThe Securities and Exchange Commission announced on October 24 that it charged BlackRock for failing to describe investments in the entertainment indu
Herkunft: FXStreetNews - 🏆 14. / 72 Weiterlesen »