SEC charges broker-dealers, investment advisors over cybersecurity failures

The SEC charged KMS Financial Services, five units of financial firm Cetera, and two units of Cambridge Investment Research for failures to adopt and implement cybersecurity policies and procedures that resulted in email account takeovers exposing the personal information of thousands of customers and clients at each firm.

Cetera, Cambridge and KMS did not respond immediately to requests for comment. None of the firms admitted to or denied the findings, the SEC said in a statement. The Cetera entities agreed to pay $300,000, Cambridge agreed to pay $250,000 and KMS will pay $200,000, the SEC said.Sign up for our newsletter

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nice

Charge TMobile next, please!

المملكة العربية السعودية أحدث الأخبار, المملكة العربية السعودية عناوين

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Foreign investment into Saudi Arabia up 13%, says ministerDirect foreign investment into Saudi Arabia rose by about 13% in the first quarter of this year, Saudi Investment Minister Khalid al-Falih said in an interview with Al Arabiya. good Where will you be 𝘄𝗮𝘁𝗰𝗵𝗶𝗻𝗴 the BelgianGP unfold? Earth globe Europe-Africa TAGHeuer Alarm clock Yes, let's invest in a country whose would-be ruler orders the hacking of a Saudi journalist with bonesaw in Turkey. Looks like the investing countries and global conglomerates have no moral and ethical values.
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