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Investment regulator imposed $14M in enforcement penalties in latest fiscal year

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TORONTO — Canada's investment product regulator says it imposed more than $14 million in fines and other financial enforcements in its last fiscal year.

TORONTO — Canada's investment product regulator says it imposed more than $14 million in fines and other financial enforcements in its last fiscal year.

The regulator says it also ordered suspensions and permanent prohibitions in a significant proportion of proceedings against individuals.

 

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Investment regulator imposed $14M in enforcement penalties in latest fiscal yearTORONTO — Canada's investment product regulator says it imposed more than $14 million in fines and other financial enforcements in its last fiscal year.
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