News Formal

US SEC enforcement penalties fell in FY2023 even as industry bars rose -official

  • 📰 Investingcom
  • ⏱ Reading Time:
  • 14 sec. here
  • 2 min. at publisher
  • 📊 Quality Score:
  • News: 9%
  • Publisher: 53%

United States News News

United States United States Latest News,United States United States Headlines

US SEC enforcement penalties fell in FY2023 even as industry bars rose -official

© Reuters. FILE PHOTO: The seal of the U.S. Securities and Exchange Commission is seen at their headquarters in Washington, D.C., U.S., May 12, 2021. Picture taken May 12, 2021. REUTERS/Andrew Kelly/File Photo

Total penalties and other fees levied in the fiscal year that ran through September were down from a record of $6.4 billion in 2022, according to Gensler's remarks prepared for an industry event. Total actions rose to 780 from about 700 a year earlier.

 

Thank you for your comment. Your comment will be published after being reviewed.
Please try again later.
We have summarized this news so that you can read it quickly. If you are interested in the news, you can read the full text here. Read more:

 /  🏆 450. in US

United States United States Latest News, United States United States Headlines

Similar News:You can also read news stories similar to this one that we have collected from other news sources.

BlackRock Fined $2.5M by SEC for Misleading Investment InformationCrypto Blog
Source: Crypto_Potato - 🏆 568. / 51 Read more »

BREAKING: BlackRock to pay $2.5 million penalty after SEC charges it with failing to disclose investmentThe Securities and Exchange Commission announced on October 24 that it charged BlackRock for failing to describe investments in the entertainment indu
Source: FXStreetNews - 🏆 14. / 72 Read more »